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Terms of Use

Effective date: November 8, 2026 · Last updated: November 8, 2026

These terms set the rules for using sieexampracticetest.com, its practice tests, study pages and accounts. By using the site you agree to them. If you buy a plan, the Terms of Sale and Refund Policy also apply. If you do not agree, please do not use the site.

1. Who we are

The site is run by SIE Exam Practice Test ("we", "us"), 131 Continental Dr, Suite 305, Newark, DE 19713, USA. You can reach us at [email protected].

2. What the service is

SIE Exam Practice Test is an independent practice site for the FINRA Securities Industry Essentials (SIE) exam. It offers original practice questions with explanations and sources, timed practice exams, topic quizzes, study pages and, on a paid plan, extra review tools.

The site is not:

  • FINRA, NASAA, the SEC or the MSRB, or affiliated with, endorsed by or paid by any of them
  • a broker-dealer, an investment adviser or a source of investment, legal or tax advice
  • a way to enroll for, schedule or take the real SIE exam
  • a source of real or recalled FINRA exam questions
  • a qualification, registration or proof that you have passed any exam

3. Who can use the site

You may use the site if you are at least 13 years old. If you are under 18, you need a parent or guardian's permission to create an account, and a parent or guardian must make any purchase.

4. Free use, plans and fair use

Without paying you can take 1 practice test every 7 days without an account, or 3 every 7 days with an account and a confirmed email address. Topic quizzes have their own free allowance, shown before you start. Free users see the explanation for 10 questions in each test. A paid plan removes the test limit and adds the features listed on SIE Practice Plans and Pricing.

To keep the service working for everyone and to protect the question bank, every account, including paid plans, has a fair-use limit on the number of questions served each day. If you reach it, you can carry on a few hours later.

We may change what is free in the future. A change will not reduce a plan you have already paid for during the period you paid for.

5. Your account

  • Use a real, permanent email address that you can receive mail at, and keep your password private.
  • An account is for one person. Do not share your login or let others use your plan.
  • You are responsible for what happens under your account until you tell us it has been misused.
  • Tell us straight away at [email protected] if you think someone else has used your account.

6. How you may use the site

You may use the site for your own study, on your own devices. You may link to any page, and you may quote a short passage with a link back to the page it came from.

7. What you must not do

You must not:

  • copy, scrape, download in bulk, republish or sell our questions, answers or explanations, in whole or in part, including to train or supply an AI system
  • use bots, scripts or other automated tools to start tests, collect questions or create accounts
  • get around the free limits or the bot checks, for example by creating several accounts, rotating devices or networks, or resetting your practice ID
  • share, sell or rent your account or your plan
  • post, send or ask for real SIE exam content, which candidates agree not to share under FINRA's rules of conduct
  • break the law, or try to harm, overload or break into the site, our account service or other users' data
  • pretend to be FINRA, another regulator or us
  • use anything from the site to claim, or help anyone claim, that they hold a registration or have passed an exam

8. Who owns the content

The questions, answers, explanations, study pages, flashcards, printable files, design and code on this site belong to us and are protected by copyright. Using the site does not give you ownership of them. Short quotes from FINRA, the SEC, the MSRB and other sources remain the work of those publishers and are shown with links to the original.

FINRA, NASAA, the SEC, the MSRB and the names of their exams belong to their owners. We use them only to say which exam our practice is for. That use does not mean any of them endorses us.

If you believe something on the site infringes your copyright, email [email protected] with:

  • the page address and the material concerned
  • the work you believe is infringed
  • your name, postal address, phone number and email address
  • a statement that you believe in good faith the use is not authorized, and that the information in your notice is accurate and that you own or act for the owner of the right

We review every notice and remove material when a notice is valid.

10. Not investment advice

The site helps you study for an exam. Nothing on it is investment, legal, tax or accounting advice, and nothing on it recommends any security, product or strategy. Scenarios in questions use hypothetical people and figures. Speak to a qualified professional before making a financial decision.

11. No guarantee of results

Our questions are practice written by us. FINRA writes and selects the real exam, which may ask about the same topics in different ways. Your score here is the percentage of questions you answered correctly and is not a conversion of FINRA's scaled score. We do not guarantee that you will pass the SIE or any other exam.

12. Accuracy and availability

Each question cites a primary source, and we fix mistakes we find or are told about (see Our Question Methodology and Corrections and Rule Updates). The questions were written and reviewed with AI tools and have not yet been reviewed by a human subject-matter expert. A question, explanation or exam fact may still be wrong or out of date. Check exam rules and logistics with FINRA before you rely on them.

We aim to keep the site running but do not promise that it will always be available or free of faults. We may pause it for maintenance, change features or remove questions.

Logins, tests and payment records run on our account service, the Accounts Hub. Payments are handled by PayPal, bot checks by Cloudflare Turnstile and account emails by Purelymail. Their own terms apply to their part of the service. We link to sites such as FINRA, the SEC, Investor.gov and the MSRB. We do not control those sites and are not responsible for them.

14. Disclaimer of warranties

To the extent the law allows, the site and everything on it are provided "as is" and "as available", without warranties of any kind, express or implied, including warranties of merchantability, fitness for a particular purpose, accuracy and non-infringement.

15. Limitation of liability

To the extent the law allows:

  • We are not liable for indirect, incidental, special, consequential or punitive damages, or for lost profits, lost income or lost opportunities, arising from your use of the site.
  • We are not liable for the result of any real exam, or for any decision you make based on a practice score or on anything you read here.
  • Our total liability for any claim about the site is limited to the amount you paid us in the 12 months before the claim.

Some states do not allow some of these limits, so they may not all apply to you. Nothing in these terms limits liability that cannot be limited by law.

16. Ending or suspending access

You can stop using the site at any time and ask us by email to delete your account. We may suspend or close an account, or block access, if you break these terms, especially section 7. If we close an account with an active plan for a reason other than a breach of these terms, we will refund the unused part of what you paid.

17. Privacy

How we handle your information is explained in the Privacy Policy and the Cookie Policy.

18. Governing law and disputes

These terms are governed by the laws of the State of Delaware, without regard to its conflict of law rules. If you have a complaint, please email us first so we can try to resolve it.

19. Changes to these terms

We may update these terms, for example when the law or the service changes. The "Last updated" date at the top shows when. If a change matters to account holders, we will email you before it takes effect. If you keep using the site after a change takes effect, the new terms apply.

20. General

  • If part of these terms cannot be enforced, the rest still applies.
  • If we do not enforce a term straight away, we can still enforce it later.
  • We may transfer our rights under these terms to a business that takes over the site. Your rights will not be reduced.
  • These terms, the Terms of Sale and the Refund Policy are the whole agreement between you and us about the site.

21. Contact

Email [email protected], or write to SIE Exam Practice Test, 131 Continental Dr, Suite 305, Newark, DE 19713, USA.

By using SIE Exam Practice Test you acknowledge that it is an independent practice site that FINRA does not run or endorse, and you agree to these Terms of Use.