About This SIE Practice Site
SIE Exam Practice Test (sieexampracticetest.com) is an independent practice site for the Securities Industry Essentials (SIE) exam, the entry-level exam that FINRA runs for people starting a career in the securities industry. This page explains who runs the site, what you can do on it, where the questions come from and how the site is paid for. By using the site you accept our Terms of Use.
1. Who runs the site
The site is published by SIE Exam Practice Test, 131 Continental Dr, Suite 305, Newark, DE 19713, USA. You can reach us at [email protected], and the Contact page lists what to include for each kind of request.
We are not FINRA, NASAA, the SEC or the MSRB, and none of them has approved, reviewed or paid for anything on this site. We are not a broker-dealer, an investment adviser or a training firm, and we do not register candidates, schedule exams or report scores. To enroll for the SIE, use FINRA's SIE exam page.
Nothing on this site is investment advice. The SIE Practice Disclaimer sets out the limits of the material.
2. What you can do here
- Full practice exam. 75 questions in 105 minutes, split across the four SIE sections in the same proportions as FINRA's content outline. Your result shows the percentage you got right in each section.
- Quick practice set. 10 questions for a short session.
- Topic quizzes. 20 questions on one part of the outline, such as options, debt instruments or customer accounts.
- Answer review. After a test you see the right answer, an explanation and the source for each question.
- Study pages. An SIE exam guide, a study guide, a study plan, flashcards, a vocabulary list and a printable practice exam.
Each test draws a new set of questions from the bank, so two attempts at the same test are not the same paper.
3. Where the questions come from
The bank holds 3,251 original questions. We wrote them for this site against FINRA's SIE content outline. None of them is a real or leaked FINRA exam question.
| SIE section | Share of exam | Exam questions | Our bank |
|---|---|---|---|
| Capital markets | 16% | 12 | 589 |
| Products and their risks | 44% | 33 | 1,358 |
| Trading and customer accounts | 31% | 23 | 1,021 |
| Regulatory framework | 9% | 7 | 283 |
Every question has one correct answer, an explanation and a link to the primary source it is based on, such as a FINRA rule, an SEC page, an Investor.gov guide or an MSRB rule, along with a short quote from that source that supports the answer.
The questions were drafted and reviewed with AI tools. Each one went through an author, an independent reviewer, a revision where needed and a second review, plus automated checks. No human subject-matter expert has reviewed the bank yet. Our Question Methodology describes each step and its limits, and Corrections and Rule Updates lists the changes we have made since.
4. How the site is paid for
You can practice without paying:
- No account: 1 practice test every 7 days.
- Free account with a confirmed email address: 3 practice tests every 7 days.
- Free users see the explanation for 10 questions in each test.
Paid plans remove the test limit and show every explanation. They also add your full test history, a drill of the questions you missed, your weak topics ranked and a quiz maker. Plans cost $3.99 a week, $8.99 a month or $19.99 every 3 months, in US dollars, and each starts with a 1-day free trial. See SIE Practice Plans and Pricing, the Terms of Sale and the Refund Policy.
The site carries no advertising and no affiliate links. Study guide pages that compare courses and books link to them without any payment to us.
5. How the site works behind the scenes
- Accounts, logins, tests and payment records run on our account service, the Accounts Hub, at dashboard.raiserank.com.np. It is run by the same owner as this site.
- Payments are taken by PayPal. We never see your card number.
- Account emails are sent from [email protected] through Purelymail.
- Bot checks on anonymous test starts and on the sign-up and password forms are run by Cloudflare Turnstile.
- Visit statistics come from Google Analytics 4, which loads only if you press Accept on the cookie banner.
The Privacy Policy and Cookie Policy explain what each service receives.
6. Our policies
- Our Question Methodology: how questions are written, sourced and checked.
- Corrections and Rule Updates: what we have changed and the rule changes we are tracking.
- SIE Practice Disclaimer: what the site is and is not.
- Terms of Use, Terms of Sale and Refund Policy.
- Privacy Policy and Cookie Policy.
- Accessibility: known limits and how to report a barrier.
7. Spotted a mistake?
If a question looks wrong, out of date or unclear, email [email protected] with the first few words of the question and what you think is wrong. The Corrections and Rule Updates page explains what happens next.